Address : 3 Canal Plaza, Portland, Maine 04101, United States
Phone Number : +1(207) 553-7110
Industries : Financial Services
Company Description
ACA Group is the leading financial services governance, risk, and compliance (GRC) advisor. We partner with our clients to help them mitigate the regulatory, operational, and reputational risks inherent in their business functions. Our clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and international banks. ACA Foreside Distribution Solutions enables compliant distribution of products with our solutions such as legal underwriting and private placement services, registered rep licensing, DTCC/NSCC fund sponsorship services, and more.
Specialities
- Regulatory Compliance
- Alternative Investment Compliance Consulting
- Treasurer Services
- Marketing Material Review
- Website Services
- Brokerdealer Chaperoning
- Legal Underwriting
- Aml
- Exchangetraded Funds
- Finop
- Financial Services
- Fund Cco Compliance
- Distribution Solutions
- Advisor Compliance Consulting
- Consulting
- Startup Services
- Nscc Services
- Ria Registration
- Sec Compliance Registration
- Finra Licensing Compliance
- Private Placements
Financial
Employees Total : 5,000
Miscellaneous
Founded in : 2005
Linkedin : acaforeside
Last Updated : 2023-12-03
Employees
- Carol Ellison ( Office Manager )
- Ariel Mejia ( ETP Specialist )
- Adam Cams ( Broker Dealer Consultant )
- Mark Dow ( Senior Principal Consultant )
- Ryan Meaney ( Associate Director )
- Curtis Flippen ( ******** ********** ******** ******** )
- Katherine Gosselin ( Senior Billing Analyst )
- Richard Horgan ( Director )
Alumni
- Katie Libby ( Director )
- Jaclyn Mosher Bruss ( Marketing and Communications Manager )
- Joe Debenedetto ( Senior Business Analyst/Product Owner )
- Aman Ahluwalia ( Managing Director )
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